GENERAL INSURANCE CORPORATION OF INDIA
Suraksha, 170, J. Tata Road, Churchgate, Mumbai - 400 020, INDIA
FORM NL28
Statement as on: 30.09.2014
Statement of Investment Assets (General Insurer, Re-insurers)
(Business within India)
Periodicity of Submission : Quarterly
      Rupees in Crores
No. Particulars SCH Rs. in Crores
1 Investments 8 52917.63
2 Loans 9 399.21
3 Fixed Assets 10 140.84
4 Current Assets
a. Cash & Bank Balance 11 6704.43
b. Advances & Other Assets 12 13006.07
5 Current Liabilities
a. Current Liabilities 13 25880.16
b. Provisions 14 7684.66
c. Misc. Exp. Not written off 15
d. Debit Balance of P & L A/c
Application of Funds as per Balance Sheet (A) TOTAL (A) 106733.01
Less : Other Assets SCH Rs. in Crores
1 Loans (if any) 9 1.4
2 Fixed Assets (if any) 10 140.84
3 Cash & Bank Balance (if any) 11 5039.28
4 Advances & Other Assets (if any) 12 12862.28
5 Current Liabilities 13 25880.16
6 Provisions 14 7684.66
7 Misc. Exp. Not written off 15
8 Debit Balance of P & L A/c
TOTAL (B) 51608.62
'Investment Assets' As per FORM 3B ( A - B ) 55124.38
NL28-Part A -Section II
Statement as on: 30.09.2014
No 'Investment' represented as Reg. % SH PH Book Value (SH + PH) % Actual FVC Amount Total Market Value
Balance FRSM+
(a) (b) (c) d = (b+c) (e) (d + e)
1 G. Sec. Not less than 20% 1931.17 4758.01 6689.18 23.02 0 6689.18 6545.57
2 G. Sec or Other Apporved Sec. (incl. (1) above) Not less than 30% 3058.02 7534.35 10592.37 36.46 0 10592.37 10472.61
3 Investment subject to Exposure Norms
a. Housing & Loans to SG for Housing and FFE Not less than 5%
1. Approved Investments 682.17 1680.73 2362.9 8.13 0 2362.9 2365.39
2. Other Investments 0 0 0 0 0 0 0
b. Infrastructure Investments Not less than 10%
1. Approved Investments 894.2 2203.13 3097.33 10.66 929.55 4026.88 4024.35
2. Other Investments 80.08 197.31 277.39 0.95 -3.14 274.26 271.53
c. Approved Investments Not exceeding 55% 3059.78 7304.89 10364.67 35.67 25175.07 35539.74 35482.26
d. Other Investments (not exceeding 25%) 681.56 1679.22 2360.78 8.13 -32.54 2328.24 2314.63
Total Investment Assets 1 8455.81 20599.63 29055.44 100 26068.94 55124.39 54930.77
Certification:
1. Central Govt. Securities includes Treasury Bills, Deposit Under Section 7 of Insurance Act, 1938 and Deposit with CCIL (securities)
2. Shareholder and Policyholder Funds have been bifurcated in the ratio of 28.87:71.13 as per B/s as on 30.09.2014
Certified that the information given herein are correct, complete and nothing has been concealed or suppressed, to the best of my knowledge and belief.
FORM NL-28 - PART B
GENERAL INSURANCE CORPORATION OF INDIA
Suraksha, 170, J. Tata Road, Churchgate, Mumbai - 400 020, INDIA
Rupees in Crs.
IRDA Code Serial No Category of Investment Opening BV Opening BV % Net Accr BV Net Accr BV % Closing BV Closing BV %
1 Central Govt. Sec
CGSB A01 Central Government Bonds 6394.52 22.31 265.03 68.34 6659.55 22.92
CSPD A02 Special Deposits 0 0 0 0 0 0
CDSS A03 Deposit under Section 7 of Insurance Act, 1938 29.69 0.1 -0.06 -0.02 29.63 0.1
CTRB A04 Treasury Bills 0 0 0 0 0 0
Total (1) 6424.21 22.41 264.97 68.33 6689.18 23.02
2 Central Govt. Sec or Other Approved Sec/Guaranteed Sec
CGSL B01 Central Government Guaranteed Loans / Bonds 0 0 0 0 0 0
SGGB B02 State Government Bonds 3264.57 11.39 182.41 47.04 3446.98 11.86
SGGL B03 State Government Guaranteed Loans 0 0 0 0 0 0
SGOA B04 Other Approved Securities (excluding Infrastructure Investments) 457.89 1.6 -1.73 -0.45 456.16 1.57
SGGE B05 Guaranteed Equity 0.05 0 0 0 0.05
Total (1+2) 10146.71 35.39 445.66 114.92 10592.37 36.46
3 Investments subject to Expsoure Norms
- (a)Housing & Loans to State Govt for Housing / FFE
- 1. Approved Investments 0
HLSH C01 Loans to State Government for Housing 305.49 1.07 0 0 305.49 1.05
HLSF C02 Loans to State Government for Fire Fighting Equipments 8.79 0.03 0 0 8.79 0.03
HTLH C03 Term Loan - HUDCO / NHB / Institutions accredited by NHB 0 0 0 0 0 0
HTLN C04 Commercial Papers - NHB / Institutions accredited by NHB 0 0 0 0 0 0
HMBS C05 Housing - Securitised Assets 0 0 0 0 0 0
HDPG C06 Debentures / Bonds / CPs / Loans - (Promoter Group) 35 0.12 0 0 35 0.12
- Taxable Bonds
HTHD C07 Bonds / Debentures issued by HUDCO 96.38 0.34 -0.01 0 96.37 0.33
HTDN C08 Bonds / Debentures issued by NHB / Institutions accredited by NHB 1471.86 5.13 -9.98 -2.57 1461.88 5.03
HTDA C09 Bonds / Debentures issued by Authority constituted under any Housing / Building Scheme approved by Central / State / any Authori 455.46 1.59 -0.08 -0.02 455.38 1.57
- Tax Free Bonds
HFHD C10 Bonds / Debentures issued by HUDCO 0 0 0 0 0 0
HFDN C11 Bonds / Debentures issued by NHB / Institutions accreditedby NHB 0 0 0 0 0 0
HFDA C12 Bonds / Debentures issued by Authority constituted under any Housing / Building Scheme approved by Central / State / any Authori 0 0 0 0 0 0
- 2. Other Investments
HODS C13 Debentures / Bonds / CPs / Loans 0 0 0 0 0 0
HOMB C14 Housing - Securitised Assets 0 0 0 0 0 0
HOPG C15 Debentures / Bonds / CPs / Loans - (Promoter Group) 0 0 0 0 0 0
Total 3(a) 2372.97 8.28 -10.07 -2.6 2362.9 8.13
- (b)Infrastructure Investments
- 1. Approved Investments
ISAS D01 Infrastructure - Other Approved Securities 25.5 0.09 -3 -0.77 22.5 0.08
ITPE D02 Infrastructure - PSU - Equity shares - Quoted 369.38 1.29 0.41 0.11 369.79 1.27
ITCE D03 Infrastructure - Corporate Securities - Equity shares-Quoted 393.24 1.37 -1.11 -0.29 392.13 1.35
IEPG D04 Infrastructure - Equity and Equity Related Instruments (Promoter Group) 0 0 0 0 0 0
IESA D05 Infrastructure - Securitised Assets 0 0 0 0 0 0
IDPG D06 Infrastructure - Debentures / Bonds / CPs / loans - (Promoter Group) 0 0 0 0 0 0
IDDF D07 Infrastructure - Infrastructure Development Fund (IDF) 0 0 0 0 0 0
- Taxable Bonds
IPTD D08 Infrastructure - PSU - Debentures / Bonds 1483.16 5.17 -38.28 -9.87 1444.88 4.97
IPCP D09 Infrastructure - PSU - CPs 0 0 0 0 0 0
ICTD D10 Infrastructure - Other Corporate Securities - Debentures/ Bonds 856.7 2.99 -9.14 -2.36 847.56 2.92
ICCP D11 Infrastructure - Other Corporate Securities - CPs 0 0 0 0 0 0
ILWC D12 Infrastructure - Term Loans (with Charge) 1.2 0 0 0 1.2 0
- Tax Free Bonds
IPFD D13 Infrastructure - PSU - Debentures / Bonds 19.27 0.07 0 0 19.27 0.07
ICFD D14 Infrastructure - Other Corporate Securities - Debentures/ Bonds 0 0 0 0 0 0
- 2. Other Investments
IOEQ D15 Infrastructure - Equity (including unlisted) 5.13 0.02 0 0 5.13 0.02
IODS D16 Infrastructure - Debentures / Bonds / CPs / Loans 222.3 0.78 49.96 12.88 272.26 0.94
IOSA D17 Infrastructure - Securitised Assets 0 0 0 0 0 0
IOPE D18 Infrastructure - Equity (Promoter Group) 0 0 0 0 0 0
IOPD D19 Infrastructure - Debentures / Bonds / CPs / loans - (Promoter Group) 0 0 0 0 0 0
Total 3(b) 3375.89 11.78 -1.17 -0.3 3374.72 11.61
- (c)Approved Investments
EAEQ E01 PSU - Equity shares - Quoted 1695.62 5.91 -11.55 -2.98 1684.07 5.8
EACE E02 Corporate Securities - Equity shares (Ordinary)- Quoted 3743.47 13.06 123.83 31.93 3867.3 13.31
EFES E03 Equity Shares - Companies incorporated outside India (invested prior to IRDA Regulations) 59.9 0.21 0 0 59.9 0.21
EEPG E04 Equity Shares (incl. Equity related Instruments) - Promoter Group 99.19 0.35 0 0 99.19 0.34
EPBT E05 CORPORATE SECURITIES - BONDS - (TAXABLE) 412.17 1.44 -20.04 -5.17 392.13 1.35
EPBF E06 Corporate Securities - Bonds - (Tax Free) 0 0 0 0 0 0
EPNQ E07 Corporate Securities - Preference Shares 3.99 0.01 0 0 3.99 0.01
ECIS E08 Corporate Securities - Investment in Subsidiaries 0 0 0 0 0 0
ECOS E09 Corporate Securities - Debentures 2020.59 7.05 -85.41 -22.02 1935.18 6.66
EDPG E10 Corporate Securities - Debentures / Bonds/ CPs /Loan - (Promoter Group) 0 0 0 0 0 0
ECDI E11 Corporate Securities - Derivative Instruments 0 0 0 0 0 0
EMUN E12 Municipal Bonds - Rated 0 0 0 0 0 0
EINP E13 Investment properties - Immovable 0 0 0 0 0 0
ELPL E14 Loans - Policy Loans 0 0 0 0 0 0
ELMI E15 Loans - Secured Loans - Mortgage of Property in India (Term Loan) 0 0 0 0 0 0
ELMO E16 Loans - Secured Loans - Mortgage of Property outside India(Term Loan) 0 0 0 0 0 0
ECDB E17 Deposits - Deposit with Scheduled Banks, FIs (incl. Bank Balance awaiting Investment), CCIL, RBI 1003.13 3.5 470.57 121.34 1473.7 5.07
EDCD E18 Deposits - CDs with Scheduled Banks 0 0 0 0 0 0
ECMR E19 Deposits - Repo / Reverse Repo - Govt Securities 0 0 0 0 0 0
ECCR E20 Deposits - Repo / Reverse Repo - Corporate Securities 0 0 0 0 0 0
EDPD E21 Deposit with Primary Dealers duly recognised by Reserve Bank of India 0 0 0 0 0 0
ECBO E22 CCIL - CBLO 808.35 2.82 -589.2 -151.93 219.15 0.75
ECCP E23 Commercial Papers 0 0 0 0 0 0
ECAM E24 Application Money 87.33 0.3 -0.87 -0.22 86.46 0.3
EUPD E25 Perpetual Debt Instruments of Tier I & II Capital issued by PSU Banks 82.87 0.29 -0.01 0 82.86 0.29
EPPD E26 Perpetual Debt Instruments of Tier I & II Capital issued by Non-PSU Banks 25 0.09 -0.01 0 24.99 0.09
EUPS E27 Perpetual Non-Cum. P.Shares & Redeemable Cumulative P.Shares of Tier 1 & 2 Capital issued by PSU Banks 0 0 0 0 0 0
EPPS E28 Perpetual Non-Cum. P.Shares & Redeemable Cumulative P.Shares of Tier 1 & 2 Capital issued by Non-PSU Banks 0 0 0 0 0 0
EFDS E29 Foreign Debt Securities (invested prior to IRDA Regulations) 35.01 0.12 -0.01 0 35 0.12
EGMF E30 Mutual Funds - Gilt / G Sec / Liquid Schemes 200 0.7 50 12.89 250 0.86
EMPG E31 Mutual Funds - (under Insurer's Promoter Group) 0 0 0 0 0 0
ENCA E32 Net Current Assets (Only in respect of ULIP Business) 0 0 0 0 0 0
EETP E33 PASSIVELY MANAGED EQUITY ETF (PROMOTER GROUP) 0 0 0 0 0 0
EETF E34 PASSIVELY MANAGED EQUITY ETF (NON PROMOTER GROUP) 150.74 0.53 0 0 150.74 0.52
Total 3(c) 10427.35 36.37 -62.68 -16.16 10364.67 35.67
- (d)Other Investments
OBPT F01 Bonds - PSU - Taxable 148.15 0.52 92.18 23.77 240.33 0.83
OBPF F02 Bonds - PSU - Tax Free 2.92 0.01 -0.42 -0.11 2.5 0.01
OESH F03 Equity Shares (incl Co-op Societies) 474.16 1.65 1.89 0.49 476.05 1.64
OEPU F04 Equity Shares (PSUs & Unlisted) 27.8 0.1 0.5 0.13 28.3 0.1
OEPG F05 Equity Shares (incl. Equity related Instruments) - Promoter Group 0 0 0 0 0 0
OLDB F06 Debentures 641.08 2.24 389.63 100.47 1030.71 3.55
ODPG F07 Debentures / Bonds/ CPs / Loans etc. - (Promoter Group) 0 0 0 0 0 0
OMUN F08 Municipal Bonds 0 0 0 0 0 0
OACP F09 Commercial Papers 0 0 0 0 0 0
OPSH F10 Preference Shares 2.95 0.01 0 0 2.95 0.01
OVNF F11 Venture Fund 0 0 0 0 0 0
OAFA F11A VENTURE FUND - TIER I 164.89 0.58 7.7 1.99 172.59 0.59
OAFB F11B VENTURE FUND - TIER II 0 0 0 0 0 0
OSLU F12 Short term Loans (Unsecured Deposits) 6.86 0.02 0 0 6.86 0.02
OTLW F13 Term Loans (without Charge) 75.88 0.26 -0.4 -0.1 75.48 0.26
OMGS F14 Mutual Funds - Debt / Income / Serial Plans / Liquid Schemes 800 2.79 -475 -122.49 325 1.12
OMPG F15 Mutual Funds - (under Insurer's Promoter Group) 0 0 0 0 0 0
OCDI F16 Derivative Instruments 0 0 0 0 0 0
OPSA F17 Securitised Assets 0 0 0 0 0 0
OIPI F18 Investment properties - Immovable 0 0 0 0 0 0
OETP F19 PASSIVELY MANAGED EQUITY ETF (PROMOTER GROUP) 0 0 0 0 0 0
OETF F20 PASSIVELY MANAGED EQUITY ETF (NON PROMOTER GROUP) 0 0 0 0 0 0
Total 3(d) 2344.68 8.18 16.1 4.15 2360.78 8.13
Total 3(a+b+c+d) 18520.88 64.61 -57.81 -14.91 18463.07 63.54
Total (1+2+3) 28667.59 100 387.86 100.02 29055.45 100
Certification:
Certified that the information given herein are correct, complete and nothing has been concealed or suppressed, to the best of my knowledge and belief.